Compliance Consultancy Services

Newmoon Compliance

New Moon Compliance specialises in the provision of services to firms which are authorised and regulated by the FSA. We are here to provide you with a reliable, cost effective way of ensuring regulatory compliance.

We offer a large range of modular services, allowing you to mix and match the components that suit your needs. We make sure your regulatory responsibilities are fulfilled, while you concentrate on looking after your clients and running your business.

• Breach Management / remedy
• Claims audits
• Complaint Handling
• Compliance reviews

• Regulatory returns / liaison management
• Advice checking
• Training and competence
• Regulatory staff training